D••••• M•••••• B••••

• P••• A••••• S••••••••• L•• BD affiliated current
  since Apr 13, 2023 · San Diego, Ca
• M•• I•••••••• S•••••••• L•• BD affiliated
  Feb 25, 2021 to Mar 16, 2023 · La Jolla, Ca
• E•••••••• A•••••••• L•• national BD
  Jun 28, 2017 to Mar 1, 2019 · San Diego, Ca
• E•••••••• A•••••••• L•• national BD
  Jul 18, 2008 to Apr 13, 2016 · San Diego, Ca

• M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
  left Mar 16, 2023, registered Apr 13, 2023 (28 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Mar 1, 2019, registered Feb 25, 2021 (727 days) · Affiliated broker-dealer or bank to another · moved with a team

• ••• Locked
  Mar 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address