DFX Intelligence
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Registered advisor
M•••• V••••••• S•••••• F•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••• V••••••• U••••• S••••••••• V••••••• U••••• S••••••••• U••••• S••••••••• V••••••• U••••• F••••••••• V••••••• S• F••••••••• S• F••••••••• V••••••• S•••••• F••••••••• V••••••• F•••••
At current firm
1 y
since Nov 14, 2024
In the industry
18 y
since Aug 13, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Southfield, Mi
- P•••• S••••••••• L•• no RAUMJul 8, 2020 to Nov 14, 2024 · Troy, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jul 7, 2020 · Southfield, Mi
- M•• F•••••••• S•••••••• I••• formerOct 28, 2015 to Mar 25, 2017 · Southfield, Mi
- E•••• S••••••••• L•• BD affiliatedAug 29, 2011 to Oct 28, 2015 · Southfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jul 7, 2020, registered Jul 8, 2020 (1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Oct 28, 2015, registered Oct 28, 2015 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address