RIA Intelligence

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 29, 2026 · Lockport, Il
• H••••••••• F•••••••• A••••••• BD affiliated current
  since Feb 3, 2022 · New Lenox, Il
• L•• F•••••••• L•• BD affiliated
  Mar 24, 2021 to Feb 2, 2022 · Calumet City, Il
• B•• H••••• F•••••••• A•••••••• I•• former
  Feb 13, 2012 to Mar 24, 2021 · Evergreen Park, Il
• R•• C•••••• M••••••• L•• national BD
  Nov 7, 2008 to Feb 17, 2012 · Chicago, Il
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 16, 2008 to Oct 22, 2008 · Downers Grove, Il

• L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••
  left Feb 2, 2022, registered Feb 3, 2022 (1 days) · Affiliated broker-dealer or bank to another
• B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••
  left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
• R•• C•••••• M••••••• L•• to B•• H••••• F•••••••• A•••••••• I••
  left Feb 17, 2012, registered Feb 13, 2012 (-4 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to R•• C•••••• M••••••• L••
  left Oct 22, 2008, registered Nov 7, 2008 (16 days) · Affiliated broker-dealer or bank to another

• M••••••• D•••••• left L•• F•••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2022-02-03)
  Feb 2, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address