RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• T••••••• P•••••••
- I••••••••• A••••••• G•••• independent RIA currentsince May 21, 2018 · Lexington, Ma
- W••••••••• A••••••• P••••••• L•• BD affiliatedNov 18, 2015 to Feb 15, 2018 · Scottsdale, Az
- W•••••• • R••• formerSep 11, 2008 to Nov 30, 2015 · Peoria, Az
- W••••••••• A••••••• P••••••• L•• to I••••••••• A••••••• G••••left Feb 15, 2018, registered May 21, 2018 (95 days) · RIA to RIA
- W•••••• • R••• to W••••••••• A••••••• P••••••• L••left Nov 30, 2015, registered Nov 18, 2015 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address