RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• W•••••• F•••••••
- B••••••••• W••••• M••••••••• L•• independent RIA currentsince May 11, 2026 · Austin, Tx
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 18, 2023 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedSep 30, 2021 to Sep 19, 2023 · Austin, Tx
- E•••••••• P•• independent RIAJan 6, 2015 to Nov 11, 2019 · Addison, Tx
- S•••• W••••• M••••••••• L•• unclassifiedAug 29, 2013 to Oct 24, 2014 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 27, 2009 to Jul 9, 2013 · Austin, Tx
- M••••• S•••••• • C•• L•• unclassifiedAug 25, 2008 to Dec 22, 2008 · Austin, Tx
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 19, 2023, registered Sep 18, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- E•••••••• P•• to L•• F•••••••• L••left Nov 11, 2019, registered Sep 30, 2021 (689 days) · Affiliated broker-dealer or bank to another
- S•••• W••••• M••••••••• L•• to E•••••••• P••left Oct 24, 2014, registered Jan 6, 2015 (74 days) · Other
- U•• F•••••••• S••••••• I••• to S•••• W••••• M••••••••• L••left Jul 9, 2013, registered Aug 29, 2013 (51 days) · Other
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 22, 2008, registered Aug 27, 2009 (248 days) · corporate re-registration, not a move
- K••• W•••••• F••••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2023-09-18)Sep 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address