RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M• O•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 24, 2021 · Tampa, Fl
- M••••• S•••••• wirehouseMay 23, 2018 to Mar 2, 2021 · Tampa, Fl
- I••••• F•••••••• C••••••••• formerJul 29, 2015 to Apr 24, 2018 · Appleton, Wi
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 2, 2021, registered Feb 24, 2021 (-6 days) · Wirehouse to wirehouse
- I••••• F•••••••• C••••••••• to M••••• S••••••left Apr 24, 2018, registered May 23, 2018 (29 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address