RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• R••••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince May 13, 2025 · Bartlett, Il
- U••• B•••••• I••••••••• I••• formerFeb 6, 2023 to Mar 27, 2025 · Mundelein, Il
- F•••• T•••• S••••••••• I••• BD affiliatedNov 28, 2018 to Feb 3, 2023 · St. Charles, Il
- P•• W••••• M••••••••• BD affiliatedFeb 16, 2011 to Sep 27, 2018 · Park Ridge, Il
- M•••••• F•••••••• A•• I••••••••• S•••••••• I••• unclassifiedSep 1, 2008 to Feb 25, 2009 · Inverness, Il
- U••• B•••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Mar 27, 2025, registered May 13, 2025 (47 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Feb 3, 2023, registered Feb 6, 2023 (3 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Sep 27, 2018, registered Nov 28, 2018 (62 days) · Affiliated broker-dealer or bank to another
- M•••••• F•••••••• A•• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Feb 25, 2009, registered Feb 16, 2011 (721 days) · Other
- M•••• R•••••••• left U••• B•••••• I••••••••• I••• for F•••• T•••• S••••••••• I••• (registered 2025-05-13)Mar 27, 2025 · Advisor changed firm · fact
- M•••• R•••••••• left F•••• T•••• S••••••••• I••• for U••• B•••••• I••••••••• I••• (registered 2023-02-06)Feb 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address