RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• L•••••• H••••••
- C••• A••••••• S•••••••• L•• state registered currentsince Aug 4, 2026 · Anchorage, Ak
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIADec 13, 2022 to Jun 25, 2026 · St Louis, Mo
- E•••••••• A•••••••• L•• national BDAug 29, 2008 to May 6, 2019 · Creve Coeur, Mo
- M••••• O• O•••• I••••••• S•••••••• I••• to C••• A••••••• S•••••••• L••left Jun 25, 2026, registered Aug 4, 2026 (40 days) · RIA to a state-registered adviser
- E•••••••• A•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left May 6, 2019, registered Dec 13, 2022 (1317 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• L•••••• H•••••• left M••••• O• O•••• I••••••• S•••••••• I••• for C••• A••••••• S•••••••• L•• (registered 2026-08-04)Jun 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address