DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Murphy

Morgan StanleywirehouseMorristown, Njdual registrantIAPD 5538257

Feed of 09/14/2026

Also filed as Thomas C Murphy

At current firm

1 y

since Jan 31, 2025

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Jan 31, 2025 · Morristown, Nj
Raymond James & Associates, Inc. national BD
Jan 4, 2024 to Nov 4, 2024 · New York, Ny
Esi Financial Advisors independent RIA
Mar 31, 2023 to Aug 2, 2023 · White Plains, Ny
UBS Financial Services Inc. wirehouse
Jan 28, 2022 to Mar 21, 2023 · New York, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 1, 2016 to Jan 2, 2022 · New York, Ny
Credit Suisse Securities (USA) LLC former
Feb 12, 2016 to Oct 19, 2016 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Morgan Stanley
left Nov 4, 2024, registered Jan 31, 2025 (88 days) · Affiliated broker-dealer or bank to wirehouse
Esi Financial Advisors to Raymond James & Associates, Inc.
left Aug 2, 2023, registered Jan 4, 2024 (155 days) · RIA to affiliated broker-dealer or bank
UBS Financial Services Inc. to Esi Financial Advisors
left Mar 21, 2023, registered Mar 31, 2023 (10 days) · Wirehouse to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Jan 2, 2022, registered Jan 28, 2022 (26 days) · Wirehouse to wirehouse · moved with a team
Credit Suisse Securities (USA) LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 19, 2016, registered Nov 1, 2016 (13 days) · Other · moved with a team

Signals

Thomas Murphy left Raymond James & Associates, Inc. for Morgan Stanley (registered 2025-01-31)
Nov 4, 2024 · Advisor changed firm · fact
Thomas Murphy left Esi Financial Advisors for Raymond James & Associates, Inc. (registered 2024-01-04)
Aug 2, 2023 · Advisor changed firm · fact
Thomas Murphy left Ubs Financial Services Inc. for Esi Financial Advisors (registered 2023-03-31)
Mar 21, 2023 · Advisor changed firm · fact
Thomas Murphy left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ubs Financial Services Inc. (registered 2022-01-28)
Jan 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address