RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••• G•••
- T••••• R••• W••••• A•••••••• L•• state registered currentsince Jun 2, 2026 · Austin, Tx
- A•• W••••• M••••••••• independent RIA currentsince Mar 23, 2022 · Austin, Tx
- A•• F•••••••• A•••••••• L•• unclassifiedJul 7, 2017 to Apr 30, 2023 · Austin, Tx
- E•••• S••••••••• L•• BD affiliatedMar 17, 2011 to Jun 22, 2017 · Austin, Tx
- A•• F•••••••• A•••••••• L•• to A•• W••••• M•••••••••left Apr 30, 2023, registered Mar 23, 2022 (-403 days) · Other · moved with a team
- E•••• S••••••••• L•• to A•• F•••••••• A•••••••• L••left Jun 22, 2017, registered Jul 7, 2017 (15 days) · Other
- M•••••• W•••• G••• left A•• F•••••••• A•••••••• L•• for A•• W••••• M••••••••• (registered 2022-03-23)Apr 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address