RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J•••• S•••••••••
- T•••• D•••••••• F•••••••• P••••••• independent RIA currentsince Mar 11, 2021 · Menlo Park, Ca
- O••• W••••• M••••••••• L•• independent RIAJan 9, 2019 to Mar 9, 2021 · Menlo Park, Ca
- B••••••••• S•••••••• W•••••• L•• formerNov 3, 2016 to Dec 14, 2016 · Palo Alto, Ca
- R••• B•••• C•••••• M••••••••• L• asset managerNov 13, 2014 to Oct 13, 2016 · Larkspur, Ca
- O••• W••••• M••••••••• L•• to T•••• D•••••••• F•••••••• P•••••••left Mar 9, 2021, registered Mar 11, 2021 (2 days) · RIA to RIA
- B••••••••• S•••••••• W•••••• L•• to O••• W••••• M••••••••• L••left Dec 14, 2016, registered Jan 9, 2019 (756 days) · Other
- R••• B•••• C•••••• M••••••••• L• to B••••••••• S•••••••• W•••••• L••left Oct 13, 2016, registered Nov 3, 2016 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address