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Registered advisor
J•••••• S••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S••• M•••••
At current firm
1 y
since Mar 5, 2025
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 5, 2025 · Charlotte, Nc
- E••••• J•••• national BDOct 10, 2011 to Mar 6, 2025 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 5, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- J•••••• S••• M••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2025-03-05)Mar 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address