DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carl Edwards
Cambridge Investment Research Advisors, Inc.BD affiliatedBlairsville, Ga dual registrantIAPD 5550414
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Carl Edwards
At current firm
3 y
since Mar 27, 2023
In the industry
18 y
since Jul 14, 2008 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Mar 27, 2023 · Blairsville, Ga
- Osaic Fs, Inc. formerJul 2, 2018 to Mar 2, 2023 · Charlotte, Nc
- Calton & Associates, Inc. independent RIAAug 24, 2015 to Jul 9, 2018 · Hot Springs, Ar
- Onpointe Advisory And Financial Services, LLC formerApr 17, 2015 to Aug 24, 2015 · Charlotte, Nc
- High Street Asset Management, LLC unclassifiedMar 20, 2013 to Apr 16, 2015 · Charlotte, Nc
- Bts Asset Management, Inc. independent RIAMar 27, 2012 to Mar 14, 2013 · Charlotte, Nc
- Family Legacy Wealth Management, LLC unclassifiedOct 12, 2010 to Mar 13, 2013 · Charlotte, Nc
- USA Financial Securities LLC independent RIAJul 15, 2008 to Sep 29, 2010 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fs, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 2, 2023, registered Mar 27, 2023 (25 days) · Affiliated broker-dealer or bank to another · moved with a team
- Calton & Associates, Inc. to Osaic Fs, Inc.left Jul 9, 2018, registered Jul 2, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
- Onpointe Advisory And Financial Services, LLC to Calton & Associates, Inc.left Aug 24, 2015, registered Aug 24, 2015 (0 days) · Other
- High Street Asset Management, LLC to Onpointe Advisory And Financial Services, LLCleft Apr 16, 2015, registered Apr 17, 2015 (1 days) · Other · moved with a team
- Bts Asset Management, Inc. to High Street Asset Management, LLCleft Mar 14, 2013, registered Mar 20, 2013 (6 days) · Other
- Family Legacy Wealth Management, LLC to Bts Asset Management, Inc.left Mar 13, 2013, registered Mar 27, 2012 (-351 days) · Other
- USA Financial Securities LLC to Family Legacy Wealth Management, LLCleft Sep 29, 2010, registered Oct 12, 2010 (13 days) · Other
Signals
- Carl Edwards left Osaic Fs, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2023-03-27)Mar 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address