DFX Intelligence
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Registered advisor
K•••• J••••• C•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since May 31, 2024
In the industry
18 y
since Jul 30, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 31, 2024 · Seven Fields, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Jun 5, 2024 · Sewickley, Pa
- C••••• A•••••• N••••••• L•• formerMar 22, 2018 to Jun 29, 2023 · Sewickley, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 31, 2011 to Apr 9, 2018 · Wexford, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 31, 2008 to Aug 31, 2011 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C••••••••• F•••••••• N••••••left Jun 5, 2024, registered May 31, 2024 (-5 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Apr 9, 2018, registered Mar 22, 2018 (-18 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 31, 2011, registered Aug 31, 2011 (0 days) · Other
Signals
- ••• LockedJun 5, 2024 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address