RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S• C•••••
- A•• P•••••• W••••• P•••••••• L•• independent RIA currentsince Sep 10, 2024 · West Palm Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 18, 2020 to Aug 16, 2023 · W•••••••••, Dc
- W••••••••• G••••• S••••••••• L•• independent RIAOct 20, 2014 to Mar 22, 2018 · W•••••••••, Dc
- M•••••••• I••••••••• M••••••••• L•• independent RIAApr 16, 2012 to Jan 10, 2014 · Bethesda, Md
- C•••• C•••• T•••• C•••••• mixed wealthAug 25, 2008 to Mar 1, 2013 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• to A•• P•••••• W••••• P•••••••• L••left Aug 16, 2023, registered Sep 10, 2024 (391 days) · Affiliated broker-dealer or bank to a newly registered adviser
- W••••••••• G••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Mar 22, 2018, registered Aug 18, 2020 (880 days) · RIA to affiliated broker-dealer or bank
- M•••••••• I••••••••• M••••••••• L•• to W••••••••• G••••• S••••••••• L••left Jan 10, 2014, registered Oct 20, 2014 (283 days) · Other
- C•••• C•••• T•••• C•••••• to M•••••••• I••••••••• M••••••••• L••left Mar 1, 2013, registered Apr 16, 2012 (-319 days) · Other
- M•••••• S• C••••• left C•••••••• G••••• M•••••• I••• for A•• P•••••• W••••• P•••••••• L•• (registered 2024-09-10)Aug 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address