DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• P•••••• W••••• P•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape May 15, 2024 · 7 filings
SEC status approved since Jun 14, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
53%
$970M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$122M
derived; firm RAUM over IAPD count
Employees
28
23 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.8B as of Mar 24, 2026
Jan 23, 2025$103M then
HNW client RAUM$970M as of Mar 24, 2026
Jan 23, 2025$103M then
State-registered IARs (5.B.3)14 as of Mar 24, 2026
Jan 23, 20251 then
Employees (5.A)28 as of Mar 24, 2026
Jan 23, 202520 then
Private funds: no history
RAUM +141% over the last fiscal yearIARs 7 to 14
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $28.5MderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 3.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +141%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $906M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$970M53%
- Corporations and businesses$782M43%
- Charitable organizations$55.7M3.0%
- Insurance companies$25.4M1.4%
- Individual clients
- n/areported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 250reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $906M for 12 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.53 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S• C••••• | West Palm Beach, Fl | Sep 10, 2024 | 18 y | 4 |
| P•••• S•••••••• A•••••Chartered Financial Analyst | West Palm Beach, Fl | Oct 1, 2024 | 21 y | 1 |
| J••• R• S•••••••• | West Palm Beach, Fl | Oct 10, 2024 | 10 y | 1 |
| A•••••• B••••Chartered Financial Analyst | West Palm Beach, Fl | Oct 28, 2024 | 16 y | 0 |
| B•••• M•••••• O•••Certified Financial Planner | West Palm Beach, Fl | Dec 2, 2024 | 29 y | 4 |
| J••• M••••••• R•••• | West Palm Beach, Fl | Dec 5, 2024 | 13 y | 1 |
| L••••••• A••• H••••••••• | West Palm Beach, Fl | Dec 26, 2024 | 21 y | 1 |
| M•••••• C• K•••Certified Financial Planner | West Palm Beach, Fl | Jan 13, 2025 | 15 y | 0 |
| E•••••• A•••••• V•••• O•••••Chartered Financial Analyst | West Palm Beach, Fl | Jan 24, 2025 | 18 y | 3 |
| J••••••• L•• F•••••••••Personal Financial Specialist | West Palm Beach, Fl | Feb 28, 2025 | 10 y | 0 |
| C••••••••• J•••• C•••••• | West Palm Beach, Fl | Mar 17, 2025 | 18 y | 2 |
| T••••• K••••• | West Palm Beach, Fl | Apr 9, 2025 | 20 y | 1 |
| M•••••• J••••• M•••••Chartered Financial Analyst | West Palm Beach, Fl | Apr 9, 2025 | 24 y | 1 |
| M•••• J•••••• | New York, Ny | Aug 26, 2025 | 10 y | 2 |
| C••• W••• G•••••••Chartered Financial Analyst | Bozeman, Mt | Apr 10, 2026 | 33 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••• W••• G••••••• from B••••••••• C•••••• A••••••• L••Apr 10, 2026 · RIA to RIA
- M•••• J•••••• from C•••••••• G••••• M•••••• I•••Aug 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• K••••• from W••••••••• T•••• I••••••••• M•••••••••Apr 9, 2025 · Other
- M•••••• J••••• M••••• from G•• A••••••• S•••••••• L••Apr 9, 2025 · Other
- C••••••••• J•••• C•••••• from C••••••••• I••••••••• L••Mar 17, 2025 · Other
- E•••••• A•••••• V•••• O••••• from G•• A••••••• S•••••••• L••Jan 24, 2025 · Other
- L••••••• A••• H••••••••• from G•• A••••••• S•••••••• L••Dec 26, 2024 · Other
- J••• M••••••• R•••• from W•••••• B•••• • C•••••• L•••••Dec 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••• M•••••• O••• from M•••• L••Dec 2, 2024 · Other
- J••• R• S•••••••• from C•••••••• G••••• M•••••• I•••Oct 10, 2024 · Affiliated broker-dealer or bank to independent RIA
- P•••• S•••••••• A••••• from C•••••••• G••••• M•••••• I•••Oct 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• S• C••••• from C•••••••• G••••• M•••••• I•••Sep 10, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• S• · Managing Directorcontrolsince 04/2024 · owns less than 5%
- F••••••••• J•••••••• L•• · Managing Directorcontrolsince 05/2024 · owns less than 5%
- K•••• E••••••••• N•• · Managing Directorcontrolsince 11/2024 · owns less than 5%
- K•••••• T••••• · Managing Directorcontrolsince 10/2024 · owns less than 5%
- M•••••••• A•••••• N••••• · Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- M•••••• M••••••• J••••• · Managing Directorcontrolsince 10/2024 · owns less than 5%
- O•••• B••••• M•••••• · Managing Directorcontrolsince 10/2024 · owns less than 5%
- R••••• J•••• M••••••• · Managing Directorcontrolsince 08/2024 · owns less than 5%
- S••••••••• P•••• · Chairmancontrolsince 04/2024 · owns less than 5%
- W••••••• C••••••••• J• · Chief Financial Officercontrolsince 01/2026 · owns less than 5%
- A••••••• A••••••• C••••••• · Ownercontrolsince 03/1984 · owns 50% to 75% of A•••••• • M••••• I•••
- M•••••• B••••• P••• · Ownercontrolsince 03/1984 · owns 50% to 75% of A•••••• • M••••• I•••
- W•••••• E••••••• L••••• · Chief Compliance Officer, General Counselsince 06/2025 · owns less than 5%
Entity owners
- A•••••• • M••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl · principal | 15 | 1 | 0 | ||
| New York, Ny | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA1 employees
- New York, NY1 employees
ADV anomalies
13 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 24, 2026peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026A••••••• A••••••• C••••••• (OWNER) left Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $760,628,703 to $1,832,726,951 (+141.0%) between the annual amendments of 2025-03-28 and 2026-03-24; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 99% percentile
- control person changedChange between filings · filing Mar 24, 2026O•••• B••••• M•••••• (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026W••••••• C••••••••• J• (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026K•••• E••••••••• N•• (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026M•••••••• A•••••• N••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026K•••••• T••••• (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- advisor count surgeChange between filings · filing Mar 24, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 14.0 (+100.0%) between the annual amendments of 2025-03-28 and 2026-03-24; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 99% percentile
- client mix shiftChange between filings · filing Mar 24, 2026private-client share of RAUM moved from 100.0% to 53.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 24, 2026institutional share of RAUM moved from 0.0% to 47.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 24, 2026M•••••• B••••• P••• (OWNER) left Schedule A between the filings of 2024-10-10 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 100.0% to 53.0% between the annual amendments of 2025-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 150 to 250Jul 2, 2025 to Mar 24, 2026
- Advisory employees · 15 to 23Jul 2, 2025 to Mar 24, 2026
- Corporate clients · unset to 9.0Jul 2, 2025 to Mar 24, 2026
- HNW clients · 12 to 34Jul 2, 2025 to Mar 24, 2026
- Assets in custody · $400M to $906MJul 2, 2025 to Mar 24, 2026
- Employees · 21 to 28Jul 2, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 11-25Jul 2, 2025 to Mar 24, 2026
- State-registered IARs · 13 to 14Jul 2, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.3B to $1.7BJul 2, 2025 to Mar 24, 2026
- HNW RAUM · $1.3B to $970MJul 2, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $277M to $179MJul 2, 2025 to Mar 24, 2026
- RAUM · $1.6B to $1.8BJul 2, 2025 to Mar 24, 2026
- Accounts · 29 to 150Mar 28, 2025 to Jul 2, 2025
- Charity clients · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Corporate clients · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- HNW clients · unset to 12.0Mar 28, 2025 to Jul 2, 2025
- Individual clients · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Pension plan clients · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Pooled vehicle clients · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Assets in custody · $460M to $400MMar 28, 2025 to Jul 2, 2025
- Employees · 22 to 21Mar 28, 2025 to Jul 2, 2025
- Financial planning clients · 0 to 1-10Mar 28, 2025 to Jul 2, 2025
- State-registered IARs · 7 to 13Mar 28, 2025 to Jul 2, 2025
- Discretionary RAUM · $761M to $1.3BMar 28, 2025 to Jul 2, 2025
- HNW RAUM · $761M to $1.3BMar 28, 2025 to Jul 2, 2025
- Individual RAUM · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Non-discretionary RAUM · $0 to $277MMar 28, 2025 to Jul 2, 2025
- Pension RAUM · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- Pooled vehicle RAUM · 0.0 to unsetMar 28, 2025 to Jul 2, 2025
- RAUM · $761M to $1.6BMar 28, 2025 to Jul 2, 2025
- Accounts · 10 to 29Jan 23, 2025 to Mar 28, 2025
- Advisory employees · 11 to 15Jan 23, 2025 to Mar 28, 2025
- Assets in custody · unset to 459735400.0Jan 23, 2025 to Mar 28, 2025
- Custody of client assets · false to trueJan 23, 2025 to Mar 28, 2025
- Employees · 20 to 22Jan 23, 2025 to Mar 28, 2025
- HQ city · PALM BEACH GARDENS to WEST PALM BEACHJan 23, 2025 to Mar 28, 2025
- State-registered IARs · 1 to 7Jan 23, 2025 to Mar 28, 2025
- Other offices · 3 to 4Jan 23, 2025 to Mar 28, 2025
- Discretionary RAUM · $103M to $761MJan 23, 2025 to Mar 28, 2025
- HNW RAUM · $103M to $761MJan 23, 2025 to Mar 28, 2025
Signals
6 dated events
- A•• P•••••• W••••• P•••••••• L•• reported RAUM $1.6B, up 106% from $760.6M (2025-03-28 to 2025-07-02)Jul 2, 2025 · RAUM change · derived
- A•• P•••••• W••••• P•••••••• L•• reported RAUM $760.6M, up 637% from $103.2M (2025-01-23 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Joseph M•••••• Murgio (Managing Director) appeared on Schedule A of A•• P•••••• W••••• P•••••••• L••Oct 10, 2024 · Control person joined · fact
- Mckenzie John Ralls (Managing Director) appeared on Schedule A of A•• P•••••• W••••• P•••••••• L••Oct 10, 2024 · Control person joined · fact
- Lee J••••••• F••••••••• (Managing Director) appeared on Schedule A of A•• P•••••• W••••• P•••••••• L••Oct 10, 2024 · Control person joined · fact
- A•• P•••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)May 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alvarez-marsal-private-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ampwp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-268-0900reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- ampwp.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026