DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• L•• L•••••

C••••• I••••••••• A••••••• L••BD affiliatedAugusta, Gadual registrantIAPD 5553555

Feed of 09/14/2026

Also filed as Josh L•••••

At current firm

1 y

since Sep 5, 2025

In the industry

18 y

since Aug 20, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Augusta, Ga
A•••••• A••••••• S••••••• former
Jun 20, 2024 to Sep 5, 2025 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Jun 26, 2024 · Augusta, Ga
I••••• F•••••••• C••••••••• former
Sep 1, 2017 to Feb 16, 2018 · Appleton, Wi
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 6, 2016 to Sep 6, 2017 · Augusta, Ga
S••••••• I••••••••• S•••••••• I••• former
Oct 15, 2013 to Dec 31, 2016 · Augusta, Ga
F•••• T•••• S••••••••• I••• BD affiliated
Mar 15, 2013 to Oct 18, 2013 · Augusta, Ga

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to A•••••• A••••••• S•••••••
left Jun 26, 2024, registered Jun 20, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••
left Sep 6, 2017, registered Sep 1, 2017 (-5 days) · Other · moved with a team
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 6, 2016 (-116 days) · corporate re-registration, not a move
F•••• T•••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Oct 18, 2013, registered Oct 15, 2013 (-3 days) · Other

Signals

J••••• L•• L••••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2024-06-20)
Jun 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address