RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R• K•••••
- K••••• C•••••• M••••••••• L•• state registered currentsince Jun 10, 2025 · Walnut Creek, Ca
- F••• P•••• C•••••• P••••••• L•• independent RIADec 23, 2014 to Aug 15, 2022 · San Francisco, Ca
- F••••• I••••••••• independent RIAApr 30, 2013 to Oct 17, 2014 · San Mateo, Ca
- F••• P•••• C•••••• P••••••• L•• to K••••• C•••••• M••••••••• L••left Aug 15, 2022, registered Jun 10, 2025 (1030 days) · RIA to a state-registered adviser
- F••••• I••••••••• to F••• P•••• C•••••• P••••••• L••left Oct 17, 2014, registered Dec 23, 2014 (67 days) · Other
- T••••• R• K••••• left F••• P•••• C•••••• P••••••• L•• for K••••• C•••••• M••••••••• L•• (registered 2025-06-10)Aug 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address