K••••••••• J•••• W••••••

• W•••••• W••••• M••••••••• state registered current
  since Mar 19, 2024 · Perkasie, Pa
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to Sep 25, 2023 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Apr 26, 2010 to Jul 13, 2018 · Warrington, Pa

• F••••••• P••••••• A•• W•••••••• A••••••• to W•••••• W••••• M•••••••••
  left Sep 25, 2023, registered Mar 19, 2024 (176 days) · Affiliated broker-dealer or bank to a state-registered adviser
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

• K••••••••• J•••• W•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••••• W••••• M••••••••• (registered 2024-03-19)
  Sep 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address