RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• C•••••••
- W••••••••• R••••••••• A••••••• institutional currentsince Jul 29, 2024 · New York, Ny
- C••••••• P••••••• independent RIADec 19, 2021 to Jun 30, 2023 · Overland Park, Ks
- L•••••• I••••••••• A•••••••• L•• no RAUMJul 9, 2015 to Dec 31, 2021 · Blue Bell, Pa
- L•• F•••••••• L•• BD affiliatedNov 19, 2014 to Jul 9, 2015 · Berwyn, Pa
- C••••••• P••••••• to W••••••••• R••••••••• A•••••••left Jun 30, 2023, registered Jul 29, 2024 (395 days) · Other
- L•••••• I••••••••• A•••••••• L•• to C••••••• P•••••••left Dec 31, 2021, registered Dec 19, 2021 (-12 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to L•••••• I••••••••• A•••••••• L••left Jul 9, 2015, registered Jul 9, 2015 (0 days) · Other
- D•••• A••••• C••••••• left C••••••• P••••••• for W••••••••• R••••••••• A••••••• (registered 2024-07-29)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address