M••••• L•••• J••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 20, 2023 · El Segundo, Ca
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Jul 22, 2014 to Nov 24, 2015 · Norcross, Ga
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Apr 26, 2011 to Apr 3, 2014 · Norcross, Ga
• W•••• F•••• A••••••• wirehouse
  Aug 31, 2010 to Feb 15, 2011 · Atlanta, Ga
• E•••••• C•••••• M••••••••• L•• former
  Jan 13, 2010 to Jun 7, 2010 · Arlington, Va

• C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Nov 24, 2015, registered Mar 20, 2023 (2673 days) · Other · moved with a team
• W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Feb 15, 2011, registered Apr 26, 2011 (70 days) · Other
• E•••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••
  left Jun 7, 2010, registered Aug 31, 2010 (85 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address