RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• M•••• M•••••
- W•••••• A•••••••• L•• independent RIA currentsince Jul 14, 2023 · Austin, Tx
- S•••••• H•••• W••••• M••••••••• formerApr 2, 2014 to Aug 17, 2023 · Austin, Tx
- F•• S••••••••• C••••••••• formerDec 1, 2011 to Mar 25, 2013 · Austin, Tx
- E••••• J•••• national BDAug 3, 2009 to Sep 22, 2009 · St Louis, Mo
- S•••••• H•••• W••••• M••••••••• to W•••••• A•••••••• L••left Aug 17, 2023, registered Jul 14, 2023 (-34 days) · RIA to RIA · moved with a team
- F•• S••••••••• C••••••••• to S•••••• H•••• W••••• M•••••••••left Mar 25, 2013, registered Apr 2, 2014 (373 days) · Other
- E••••• J•••• to F•• S••••••••• C•••••••••left Sep 22, 2009, registered Dec 1, 2011 (800 days) · Other
- G••••• M•••• M••••• left S•••••• H•••• W••••• M••••••••• for W•••••• A•••••••• L•• (registered 2023-07-14)Aug 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address