DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
At current firm
9 y
since Feb 28, 2017
In the industry
17 y
since Dec 5, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Feb 28, 2017 · Ann Arbor, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 3, 2015 to Mar 3, 2017 · Salisburg, Nc
- S•• BD affiliatedNov 25, 2009 to Feb 4, 2015 · Ann Arbor, Mi
- E••••• J•••• national BDDec 16, 2008 to Jun 19, 2009 · Bingham Farms, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••left Mar 3, 2017, registered Feb 28, 2017 (-3 days) · Other
- S•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 4, 2015, registered Feb 3, 2015 (-1 days) · Other
- E••••• J•••• to S••left Jun 19, 2009, registered Nov 25, 2009 (159 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address