M•••••• T••••• B•••••

P•••••• A•••••• G••••• L••BD affiliatedAlbany, Ny dual registrantIAPD 5562052

Feed of 09/15/2026

Also filed as M•••••• B••••••••• T••••• B•••••

At current firm

3 y

since Apr 18, 2023

In the industry

18 y

since Sep 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Apr 18, 2023 · Morristown, Nj
L•• F•••••••• L•• BD affiliated
Aug 3, 2021 to Jan 18, 2023 · Albany, Ny
E•••••••• A•••••••• L•• national BD
Apr 19, 2010 to Sep 14, 2010 · Malta, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
left Jan 18, 2023, registered Apr 18, 2023 (90 days) · RIA to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Sep 14, 2010, registered Aug 3, 2021 (3976 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Jan 18, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address