DFX Intelligence
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Registered advisor
K••••••• M•••••• H••••••
Feed of 09/14/2026
At current firm
0 y
since Feb 26, 2026
In the industry
18 y
since Aug 6, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• C•••••• L•• state registered currentsince Feb 26, 2026 · Eden Prairie, Mn
- J••• C•••••• A••••••• unclassifiedAug 14, 2017 to Dec 31, 2017 · Aurora, Il
- P•• W••••• M••••••••• BD affiliatedNov 28, 2016 to Aug 1, 2017 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• C•••••• A••••••• to R••••• C•••••• L••left Dec 31, 2017, registered Feb 26, 2026 (2979 days) · Other
- P•• W••••• M••••••••• to J••• C•••••• A•••••••left Aug 1, 2017, registered Aug 14, 2017 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address