DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jimmy Rodriguez

LPL Financial LLCBD affiliatedHockley, Tx dual registrantIAPD 5563898

Feed of 09/15/2026

At current firm

4 y

since Aug 4, 2022

In the industry

18 y

since Aug 27, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 4, 2022 · Hockley, Tx
Private Portfolio Partners, LLC former
Feb 9, 2022 to Mar 10, 2023 · Cypress, Tx
Insigneo Wealth Advisors, LLC former
Jan 26, 2015 to Jan 5, 2018 · Houston, Tx
Next Financial Group, Inc. former
Mar 1, 2011 to Nov 18, 2014 · Houston, Tx
Wells Fargo Advisors wirehouse
Sep 12, 2008 to Feb 28, 2011 · Bellaire, Tx

Moves

a registration end followed by a registration begin elsewhere

Private Portfolio Partners, LLC to LPL Financial LLC
left Mar 10, 2023, registered Aug 4, 2022 (-218 days) · RIA to RIA
Insigneo Wealth Advisors, LLC to Private Portfolio Partners, LLC
left Jan 5, 2018, registered Feb 9, 2022 (1496 days) · Other
Next Financial Group, Inc. to Insigneo Wealth Advisors, LLC
left Nov 18, 2014, registered Jan 26, 2015 (69 days) · Other
Wells Fargo Advisors to Next Financial Group, Inc.
left Feb 28, 2011, registered Mar 1, 2011 (1 days) · Other

Signals

Jimmy Rodriguez left Private Portfolio Partners, Llc for Lpl Financial Llc (registered 2022-08-04)
Mar 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address