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Registered advisor
K•••••••• A•• M•••••
Feed of 09/15/2026
Also filed as K•••••••• Ann Merlo
At current firm
8 y
since Jul 25, 2018
In the industry
14 y
since Dec 29, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 25, 2018 · New York, Ny
- S•••••••• A••••••• L•• national BDAug 13, 2015 to Jul 12, 2018 · Paramus, Nj
- R•• C•••••• M••••••• L•• national BDMar 7, 2012 to Jul 30, 2015 · Paramus, Nj
- C••••• A•••••• N••••••• L•• formerJan 6, 2012 to Feb 28, 2012 · Teaneck, Nj
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Jul 12, 2018, registered Jul 25, 2018 (13 days) · Affiliated broker-dealer or bank to wirehouse
- R•• C•••••• M••••••• L•• to S•••••••• A••••••• L••left Jul 30, 2015, registered Aug 13, 2015 (14 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to R•• C•••••• M••••••• L••left Feb 28, 2012, registered Mar 7, 2012 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address