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Registered advisor
S••••• C•••• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Steve Davis
At current firm
3 y
since Mar 2, 2023
In the industry
16 y
since Dec 18, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 2, 2023 · La Grange, Il
- E••••• J•••• national BDDec 21, 2009 to Mar 6, 2023 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Mar 6, 2023, registered Mar 2, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- S••••• C•••• D•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2023-03-02)Mar 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address