DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Laura Elizabeth Berg
Feed of 09/14/2026
Also filed as Laura E Nelson
At current firm
1 y
since Jul 25, 2025
In the industry
16 y
since Feb 16, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 25, 2025 · Fort Mill, Sc
- Cadaret Grant & Co Inc formerJan 5, 2021 to Sep 4, 2025 · Syracuse, Ny
- Fidelity Personal And Workplace Advisors formerNov 15, 2018 to Jul 20, 2020 · Greenwood Village, Co
- Centaurus Financial, Inc. BD affiliatedSep 23, 2014 to Aug 9, 2018 · Centennial, Co
- Strategic Advisers LLC national BDJan 8, 2014 to Sep 2, 2014 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- Cadaret Grant & Co Inc to LPL Financial LLCleft Sep 4, 2025, registered Jul 25, 2025 (-41 days) · channel change inside one enterprise, not a move
- Fidelity Personal And Workplace Advisors to Cadaret Grant & Co Incleft Jul 20, 2020, registered Jan 5, 2021 (169 days) · Affiliated broker-dealer or bank to another
- Centaurus Financial, Inc. to Fidelity Personal And Workplace Advisorsleft Aug 9, 2018, registered Nov 15, 2018 (98 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Centaurus Financial, Inc.left Sep 2, 2014, registered Sep 23, 2014 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address