RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• K••••••• B•••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 21, 2026 · Denver, Co
- B•••• A•• C••••••• I••• unclassifiedApr 9, 2015 to Dec 31, 2019 · Denver, Co
- L•• F•••••••• L•• BD affiliatedMay 15, 2013 to Apr 29, 2026 · Denver, Co
- U•• F•••••••• S••••••• I••• wirehouseOct 10, 2008 to Apr 10, 2013 · Tacoma, Wa
- L•• F•••••••• L•• to B•••• A•• C••••••• I•••left Apr 29, 2026, registered Apr 9, 2015 (-4038 days) · Other · moved with a team
- B•••• A•• C••••••• I••• to M••••• W••••• M••••••••• L••left Dec 31, 2019, registered Apr 21, 2026 (2303 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Apr 10, 2013, registered May 15, 2013 (35 days) · Other
- D••••••• K••••••• B••• left L•• F•••••••• L•• for B•••• A•• C••••••• I••• (registered 2015-04-09)Apr 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address