DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• M•••••• M••••••

S••••• W••••• M••••••••• L••state registeredOviedo, FlIA-onlyIAPD 5571853

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• M M••••••

At current firm

5 y

since Aug 13, 2021

In the industry

17 y

since Nov 26, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• M••••••••• L•• state registered current
since Aug 13, 2021 · Oviedo, Fl
S••••• W••••• A•••••••• I••• no RAUM
Mar 4, 2015 to Jan 11, 2019 · Orlando, Fl
E•••••• C•••••• M••••••••• L•• former
Dec 13, 2012 to Feb 20, 2015 · Orlando, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jun 6, 2011 to Nov 26, 2012 · Winter Park, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 2, 2008 to May 31, 2011 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to S••••• W••••• M••••••••• L••
left Jan 11, 2019, registered Aug 13, 2021 (945 days) · Affiliated broker-dealer or bank to a state-registered adviser
E•••••• C•••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••
left Feb 20, 2015, registered Mar 4, 2015 (12 days) · Other
U•• F•••••••• S••••••• I••• to E•••••• C•••••• M••••••••• L••
left Nov 26, 2012, registered Dec 13, 2012 (17 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left May 31, 2011, registered Jun 6, 2011 (6 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address