DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J••• C•••

C••• W••••• M•••••••••state registeredTulsa, OkIA-onlyIAPD 5572521

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••••••• C•••

At current firm

1 y

since Mar 10, 2025

In the industry

17 y

since Oct 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• W••••• M••••••••• state registered current
since Mar 10, 2025 · Tulsa, Ok
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Apr 2, 2025 · Tulsa, Ok
W••••••• F•••••••• S•••••••• I••• former
Apr 8, 2013 to Jan 19, 2024 · Tulsa, Ok
W••••••• F•••••••• S•••••••• I••• former
Feb 29, 2012 to Oct 15, 2012 · Tulsa, Ok
O•••• W•••••• I••• BD affiliated
Dec 9, 2011 to Jan 30, 2012 · Tulsa, Ok
W•••••• • R••• former
Jan 26, 2009 to Dec 23, 2009 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••• W••••• M•••••••••
left Apr 2, 2025, registered Mar 10, 2025 (-23 days) · Affiliated broker-dealer or bank to a state-registered adviser
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Jan 30, 2012, registered Feb 29, 2012 (30 days) · Other
W•••••• • R••• to O•••• W•••••• I•••
left Dec 23, 2009, registered Dec 9, 2011 (716 days) · Other

Signals

C••••••••• J••• C••• left O•••• W•••••• I••• for C••• W••••• M••••••••• (registered 2025-03-10)
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address