RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D••••• S•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 2, 2025 · Granger, In
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to May 21, 2025 · Granger, In
- C••• B•••••••• S•••••••• I••• formerAug 11, 2011 to May 18, 2022 · Elkhart, In
- A••••••••• F•••••••• S•••••••• L•• national BDDec 22, 2008 to Aug 4, 2011 · Mishawaka, In
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 21, 2025, registered May 2, 2025 (-19 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••left Aug 4, 2011, registered Aug 11, 2011 (7 days) · Other
- S••••• D••••• S••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-02)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address