DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jordan A Funt
Feed of 09/14/2026
At current firm
10 y
since Sep 6, 2016
In the industry
17 y
since Nov 3, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Sep 6, 2016 · Palm Beach Gardens, Fl
- Deutsche Bank Securities Inc. no RAUMJun 9, 2015 to Sep 6, 2016 · Palm Beach, Fl
- UBS Financial Services Inc. wirehouseApr 2, 2012 to Jun 24, 2015 · Boca Raton, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Apr 10, 2012 · West Palm Beach, Fl
- Citigroup Global Markets Inc. BD affiliatedMay 19, 2009 to Jun 1, 2009 · West Palm Beach, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 7, 2008 to Feb 12, 2009 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Deutsche Bank Securities Inc. to Raymond James & Associates, Inc.left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Deutsche Bank Securities Inc.left Jun 24, 2015, registered Jun 9, 2015 (-15 days) · Other
- Morgan Stanley to UBS Financial Services Inc.left Apr 10, 2012, registered Apr 2, 2012 (-8 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Feb 12, 2009, registered May 19, 2009 (96 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address