RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• J••••• M••••
- B••••••• P••••••• P••••••• L•• independent RIA currentsince May 2, 2024 · Boise, Id
- O•••• F•• I••• formerSep 15, 2015 to Jun 30, 2023 · Las Vegas, Nv
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 9, 2015 · Las Vegas, Nv
- C•••• I••••••••• S••••••• C•••• formerMay 18, 2012 to Oct 1, 2012 · Las Vegas, Nv
- W•••••• • R••• formerOct 21, 2009 to Jul 14, 2010 · Irvine, Ca
- O•••• F•• I••• to B••••••• P••••••• P••••••• L••left Jun 30, 2023, registered May 2, 2024 (307 days) · Affiliated broker-dealer or bank to independent RIA
- J••• M••••• S••••••••• L•• to O•••• F•• I•••left Sep 9, 2015, registered Sep 15, 2015 (6 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to C•••• I••••••••• S••••••• C••••left Jul 14, 2010, registered May 18, 2012 (674 days) · Other
- L••••• J••••• M•••• left O•••• F•• I••• for B••••••• P••••••• P••••••• L•• (registered 2024-05-02)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address