RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• E••••• M•••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Aug 20, 2019 · Newport Beach, Ca
- O••••••••• • C•• I••• BD affiliatedAug 25, 2014 to Dec 20, 2016 · New York, Ny
- R•• R•••••••• L•• BD affiliatedMar 18, 2009 to Sep 15, 2011 · San Francisco, Ca
- O••••••••• • C•• I••• to B••••• P••••• A•••••••• L••left Dec 20, 2016, registered Aug 20, 2019 (973 days) · Other
- R•• R•••••••• L•• to O••••••••• • C•• I•••left Sep 15, 2011, registered Aug 25, 2014 (1075 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address