M••••••• A•••••••• A•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Feb 22, 2022 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 1, 2014 to Jul 24, 2018 · Atlanta, Ga
• B••••••• C•••••• I••• former
  Jun 15, 2010 to Nov 8, 2012 · Atlanta, Ga
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 25, 2010 · Atlanta, Ga
• M••••• S•••••• • C•• L•• unclassified
  Jan 28, 2009 to Jun 1, 2009 · Atlanta, Ga

• B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 8, 2012, registered May 1, 2014 (539 days) · Other
• M••••• S•••••• to B••••••• C•••••• I•••
  left Jun 25, 2010, registered Jun 15, 2010 (-10 days) · Other
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address