RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• C• M••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 23, 2024 · Cedar Park, Tx
- H•••••• S••••••••• I••• BD affiliatedJun 4, 2021 to Aug 28, 2024 · Austin, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerMar 24, 2017 to Jun 4, 2021 · Cedar Park, Tx
- H•••••• S••••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 28, 2024, registered Sep 23, 2024 (26 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to H•••••• S••••••••• I•••left Jun 4, 2021, registered Jun 4, 2021 (0 days) · Affiliated broker-dealer or bank to another
- N••••••• C• M•••••• left H•••••• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-09-23)Aug 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address