RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• B••••
- M••••• S•••••• wirehouse currentsince May 8, 2026 · Tuscaloosa, Al
- C•••••• S••••• • C••• I••• national BDJan 7, 2010 to Apr 30, 2026 · New York City, Ny
- E•••••••• A•••••••• L•• national BDJan 5, 2009 to Dec 2, 2009 · The Woodlands, Tx
- C•••••• S••••• • C••• I••• to M••••• S••••••left Apr 30, 2026, registered May 8, 2026 (8 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left Dec 2, 2009, registered Jan 7, 2010 (36 days) · Affiliated broker-dealer or bank to another
- M•••••• J•••• B•••• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2026-05-08)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address