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Registered advisor
J••••• D• B••••
Feed of 09/14/2026
Also filed as J••••• B••••
At current firm
8 y
since Nov 30, 2017
In the industry
17 y
since Nov 14, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Nov 30, 2017 · Highland Heights, Ky
- S•••••••• A••••••• L•• national BDSep 16, 2015 to Jul 26, 2017 · Covington, Ky
- U••• B•••••• I••••••••• I••• formerApr 16, 2013 to Aug 17, 2015 · Cincinnati, Oh
- S•••••••• A••••••• L•• national BDNov 23, 2009 to Sep 27, 2011 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to F•••• T•••• S••••••••• I•••left Jul 26, 2017, registered Nov 30, 2017 (127 days) · Other
- U••• B•••••• I••••••••• I••• to S•••••••• A••••••• L••left Aug 17, 2015, registered Sep 16, 2015 (30 days) · Other
- S•••••••• A••••••• L•• to U••• B•••••• I••••••••• I•••left Sep 27, 2011, registered Apr 16, 2013 (567 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address