DFX Intelligence
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Feed of 09/15/2026
Also filed as Ned G••••••
At current firm
14 y
since Oct 13, 2011
In the industry
17 y
since Oct 15, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 13, 2011 · Menlo Park, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 12, 2008 to Oct 21, 2011 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerOct 16, 2008 to Nov 24, 2008 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 21, 2011, registered Oct 13, 2011 (-8 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Nov 24, 2008, registered Nov 12, 2008 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address