DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Wilfredo Vera
Certified Financial Planner
Feed of 09/14/2026
Also filed as David W Vera
At current firm
11 y
since Oct 14, 2014
In the industry
17 y
since Oct 11, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Oct 14, 2014 · Troy, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 31, 2013 to Jun 12, 2014 · Pembroke Pines, Fl
- Legend Advisory, LLC formerJul 25, 2012 to Jan 29, 2013 · Boynton Beach, Fl
- Valic Financial Advisors, Inc. BD affiliatedJun 11, 2009 to Jun 28, 2012 · Novi, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 17, 2008 to Feb 13, 2009 · Coral Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.left Jun 12, 2014, registered Oct 14, 2014 (124 days) · Wirehouse to affiliated broker-dealer or bank
- Legend Advisory, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 29, 2013, registered Jan 31, 2013 (2 days) · Other
- Valic Financial Advisors, Inc. to Legend Advisory, LLCleft Jun 28, 2012, registered Jul 25, 2012 (27 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Valic Financial Advisors, Inc.left Feb 13, 2009, registered Jun 11, 2009 (118 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address