DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• L••• A•••••••••

S••••• R••••••••• S••••••••independent RIABremerton, WaIA-onlyIAPD 5584190

Feed of 09/14/2026

At current firm

1 y

since May 9, 2025

In the industry

17 y

since Oct 25, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• R••••••••• S•••••••• independent RIA current
since May 9, 2025 · Bremerton, Wa
N•••••• I••• independent RIA
Dec 23, 2015 to Jul 16, 2025 · Poulsbo, Wa
N••••• A•••••• S•••••••• I••• former
Jun 19, 2013 to Dec 31, 2015 · Minneapolis, Mn
N•••••• I••• independent RIA
Feb 14, 2011 to Jun 18, 2013 · Kingston, Wa
Q•• F•••••••• L•• unclassified
Oct 27, 2008 to Feb 11, 2011 · Kingston, Wa

Moves

a registration end followed by a registration begin elsewhere

N•••••• I••• to S••••• R••••••••• S••••••••
left Jul 16, 2025, registered May 9, 2025 (-68 days) · RIA to a newly registered adviser
N••••• A•••••• S•••••••• I••• to N•••••• I•••
left Dec 31, 2015, registered Dec 23, 2015 (-8 days) · Other · moved with a team
N•••••• I••• to N••••• A•••••• S•••••••• I•••
left Jun 18, 2013, registered Jun 19, 2013 (1 days) · Other
Q•• F•••••••• L•• to N•••••• I•••
left Feb 11, 2011, registered Feb 14, 2011 (3 days) · Other

Signals

M•••••• L••• A••••••••• left N•••••• I••• for S••••• R••••••••• S•••••••• (registered 2025-05-09)
Jul 16, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address