DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• R••••••••• S••••••••
Legal name S••••• R••••••••• S•••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Apr 1, 2025 · 4 filings
SEC status approved since May 1, 2025
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$157M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$27.7M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$166M as of Mar 20, 2026
Apr 1, 2025$0 then
HNW client RAUM$78.7M as of Mar 20, 2026
Aug 29, 2025$67.8M then
State-registered IARs (5.B.3)5 as of Mar 20, 2026
Apr 1, 20253 then
Employees (5.A)8 as of Mar 20, 2026
Apr 1, 20253 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 5
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $27.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $175,954derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$78.7M47%
- Individuals$77.9M47%
- Pension and profit-sharing plans$8.9M5.4%
- Charitable organizations$492,1500.3%
- Corporations and businesses$158,8900.1%
- Individual clients
- 334reported
- HNW clients
- 54reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 944reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• L••• A••••••••• | Bremerton, Wa | May 9, 2025 | 17 y | 4 |
| J•••• S•••••• | Bremerton, Wa | May 9, 2025 | 13 y | 2 |
| J•••••• L••• A••••••••• | Bremerton, Wa | May 9, 2025 | 35 y | 5 |
| C•••• J••• G••••••• | Bloomington, Il | Aug 27, 2025 | 10 y | 0 |
| K•••• D•••••• P•••••• | Bloomington, Il | Aug 31, 2025 | 14 y | 0 |
| M••••••• L••• M•••• | Bremerton, Wa | Jul 31, 2026 | 18 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• L••• M•••• from M•• I•••••••• S•••••••• L••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• S•••••• from N•••••• I•••May 9, 2025 · RIA to a newly registered adviser
- J•••••• L••• A••••••••• from N•••••• I•••May 9, 2025 · RIA to a newly registered adviser
- M•••••• L••• A••••••••• from N•••••• I•••May 9, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from N•••••• I•••Jul 16, 2025 · Minneapolis, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bremerton, Wa | 6 | 1 | 0 | ||
| Bloomington, Il | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 795 to 944Aug 29, 2025 to Mar 20, 2026
- HNW clients · 46 to 54Aug 29, 2025 to Mar 20, 2026
- Individual clients · 297 to 334Aug 29, 2025 to Mar 20, 2026
- Pension plan clients · unset to 14.0Aug 29, 2025 to Mar 20, 2026
- Employees · 5 to 8Aug 29, 2025 to Mar 20, 2026
- Discretionary RAUM · $156M to $166MAug 29, 2025 to Mar 20, 2026
- HNW RAUM · $67.8M to $78.7MAug 29, 2025 to Mar 20, 2026
- Individual RAUM · $87.8M to $77.9MAug 29, 2025 to Mar 20, 2026
- Pension RAUM · unset to 8921310.0Aug 29, 2025 to Mar 20, 2026
- RAUM · $156M to $166MAug 29, 2025 to Mar 20, 2026
- Accounts · 0 to 795May 27, 2025 to Aug 29, 2025
- Advisory employees · 3 to 5May 27, 2025 to Aug 29, 2025
- HNW clients · unset to 46.0May 27, 2025 to Aug 29, 2025
- Individual clients · unset to 297.0May 27, 2025 to Aug 29, 2025
- Employees · 3 to 5May 27, 2025 to Aug 29, 2025
- Financial planning clients · 0 to 0May 27, 2025 to Aug 29, 2025
- State-registered IARs · 3 to 5May 27, 2025 to Aug 29, 2025
- Discretionary RAUM · $0 to $156MMay 27, 2025 to Aug 29, 2025
- HNW RAUM · unset to 67775000.0May 27, 2025 to Aug 29, 2025
- Individual RAUM · unset to 87805000.0May 27, 2025 to Aug 29, 2025
- RAUM · $0 to $156MMay 27, 2025 to Aug 29, 2025
- Wrap assets (manager) · 0.0 to unsetApr 1, 2025 to May 27, 2025
- Wrap assets (sponsor) · 0.0 to unsetApr 1, 2025 to May 27, 2025
Signals
1 dated events
- 2 advisors left N•••••• I••• (Minneapolis, MN) for S••••• R••••••••• S•••••••• on the same dayJul 16, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/strong-retirement-solutionsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 360-566-2264reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026