RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• M••••
- C••••••••• W•••••• L•• independent RIA currentsince Jan 1, 2026 · Overland Park, Ks
- A•••• W••••• A•••••••• L•• BD affiliatedMar 31, 2023 to Sep 9, 2024 · Honea Path, Sc
- C••••• S••••• A•••••••• I••• formerJan 30, 2015 to Jun 13, 2023 · Honea Path, Sc
- A•••• W••••• A•••••••• L•• to C••••••••• W•••••• L••left Sep 9, 2024, registered Jan 1, 2026 (479 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• S••••• A•••••••• I••• to A•••• W••••• A•••••••• L••left Jun 13, 2023, registered Mar 31, 2023 (-74 days) · RIA to affiliated broker-dealer or bank
- J••••• M• M•••• left A•••• W••••• A•••••••• L•• for C••••••••• W•••••• L•• (registered 2026-01-01)Sep 9, 2024 · Advisor changed firm · fact
- J••••• M• M•••• left C••••• S••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2023-03-31)Jun 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address