DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
2 y
since Mar 18, 2024
In the industry
17 y
since Oct 3, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vision Wealth Advisory state registered currentsince Mar 18, 2024 · Orange, Ct
- Fortis Group Advisors LLC independent RIAMar 2, 2020 to Feb 5, 2024 · Bridgeport, Ct
- Triumph Wealth Advisors, Inc. formerFeb 10, 2017 to Mar 2, 2020 · Milford, Ct
- Ssn Advisory, Inc. formerOct 4, 2016 to Feb 9, 2017 · Milford, Ct
- Msi Financial Services, Inc. formerAug 24, 2015 to Oct 12, 2016 · Shelton, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 22, 2011 to Aug 26, 2015 · New Haven, Ct
- Chase Investment Services Corp. formerMar 10, 2011 to Jul 19, 2011 · Milford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Fortis Group Advisors LLC to Vision Wealth Advisoryleft Feb 5, 2024, registered Mar 18, 2024 (42 days) · RIA to a state-registered adviser
- Triumph Wealth Advisors, Inc. to Fortis Group Advisors LLCleft Mar 2, 2020, registered Mar 2, 2020 (0 days) · RIA to RIA
- Ssn Advisory, Inc. to Triumph Wealth Advisors, Inc.left Feb 9, 2017, registered Feb 10, 2017 (1 days) · Other
- Msi Financial Services, Inc. to Ssn Advisory, Inc.left Oct 12, 2016, registered Oct 4, 2016 (-8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Msi Financial Services, Inc.left Aug 26, 2015, registered Aug 24, 2015 (-2 days) · Other
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 19, 2011, registered Aug 22, 2011 (34 days) · Other
Signals
- Robert J Sand left Fortis Group Advisors Llc for Vision Wealth Advisory (registered 2024-03-18)Feb 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address