RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• L•• T••••••• J••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Feb 2, 2017 · Brentwood, Tn
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 14, 2012 to Feb 2, 2017 · Wheaton, Il
- G••••• F•••••••• P•••••• C••••••• I••• formerApr 9, 2010 to Jul 31, 2012 · Fuquay-Varina, Nc
- R••• F•••••••• G••••• L•• independent RIAAug 5, 2009 to Apr 14, 2010 · Fuquay Varina, Nc
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 20, 2008 to Jul 21, 2009 · Fuquay Varina, Nc
- B••••••••• C•••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Feb 2, 2017, registered Feb 2, 2017 (0 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• C•••••• M••••••••• L••left Jul 31, 2012, registered Aug 14, 2012 (14 days) · Other
- R••• F•••••••• G••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Apr 14, 2010, registered Apr 9, 2010 (-5 days) · Other
- B••••••••• C•••••• M••••••••• L•• to R••• F•••••••• G••••• L••left Jul 21, 2009, registered Aug 5, 2009 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address