RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• P••••••• S••••••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 18, 2025 · Pittsburgh, Pa
- P•••• S••••••••• L•• no RAUMAug 19, 2022 to Dec 10, 2024 · Bath, Pa
- P••• A••••• S••••••••• L•• BD affiliatedNov 12, 2020 to Aug 12, 2022 · Bethlehem, Pa
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Dec 10, 2024, registered Jul 18, 2025 (220 days) · Other
- P••• A••••• S••••••••• L•• to P•••• S••••••••• L••left Aug 12, 2022, registered Aug 19, 2022 (7 days) · Affiliated broker-dealer or bank to another
- K•••••• P••••••• S•••••••• left P•••• S••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2025-07-18)Dec 10, 2024 · Advisor changed firm · fact
- K•••••• P••••••• S•••••••• left P••• A••••• S••••••••• L•• for P•••• S••••••••• L•• (registered 2022-08-19)Aug 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address