DFX Intelligence
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Registered advisor
B•••• J•••• W••••
Feed of 09/15/2026
Also filed as B•••• J W••••
At current firm
3 y
since Jan 17, 2023
In the industry
17 y
since Oct 30, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 17, 2023 · Blanchard, Ok
- S••••••••• A•••••• A•••••••• I••• formerAug 31, 2017 to Jan 19, 2023 · Blanchard, Ok
- C••••• A•••••• N••••••• L•• formerApr 2, 2014 to Sep 1, 2017 · Blanchard, Ok
- W•••••• • R••• formerFeb 2, 2010 to Apr 14, 2014 · Blanchard, Ok
- E••••• J•••• national BDNov 20, 2008 to May 19, 2009 · Fitzgerald, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 19, 2023, registered Jan 17, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Sep 1, 2017, registered Aug 31, 2017 (-1 days) · Other
- W•••••• • R••• to C••••• A•••••• N••••••• L••left Apr 14, 2014, registered Apr 2, 2014 (-12 days) · Other
- E••••• J•••• to W•••••• • R•••left May 19, 2009, registered Feb 2, 2010 (259 days) · Other
Signals
- B•••• J•••• W•••• left S••••••••• A•••••• A•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-17)Jan 19, 2023 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address