RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• P••• L••••••••
- C•• W••••• A••••••• L•• independent RIA currentsince Aug 6, 2026 · Dodgeville , Wi
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 22, 2021 · Mount Horeb, Wi
- L•• F•••••••• L•• BD affiliatedJul 1, 2013 to Nov 3, 2021 · Spring Green, Wi
- W•••••• • R••• formerJan 20, 2009 to Jul 2, 2013 · Madison, Wi
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 3, 2021, registered Oct 22, 2021 (-12 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to L•• F•••••••• L••left Jul 2, 2013, registered Jul 1, 2013 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address